Being a Compliance Officer is NOT easy! It takes a special person who possesses keen analytical skills but also one that is able to share information effectively. The Compliance Officer should be the “conduit of information” in your institution.
David explains more in the video.
Video Highlights:
- The role of compliance officers is to ensure that changes are implemented in a way that is compliant with regulations.
- They need to have a plan for this, and part of the plan should include training and education for employees.
- They also need to be aware of new proposals and laws so that they can inform management about them.
Published
2022/11/17