Banker's Compliance Consulting Blog

Are you prepared to manage your next audit or regulatory examination?

Written by David Dickinson | Dec 25, 2018 1:41:32 PM

 

The Examiners are coming, what do we do now?

Are you prepared to “manage” your next audit or regulatory examination?

  • Preparation & First Impressions
  • Kickoff Meetings – Setting the “Tone”
  • Responsibilities During the Examination or Audit
  • How & When to Disagree or Push Back
  • Understanding the Examiner & Auditor’s Perspective
  • Post Examination & Audit Responsibilities

Designed for: anyone with compliance responsibilities.

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Published
2019/01/08