Banker's Compliance Consulting Blog

Privacy Notice Formatting

Institutions are required to provide a Privacy Notice to consumers when a new, ongoing customer...

Completing CTRs: Part IV Filing Institution Contact Information

When filling out a Currency Transaction Report (CTR), you would think that completing your...

Complaint Documentation

Documenting complaints appropriately and getting to the root cause is an important part of your ...

Appraisals: Customer & Reasonable Compensation

The valuation independence rules found in Regulation Z are designed to …ensure that real estate...

Regulation E Misconceptions

There are a lot of misconceptions when it comes to Regulation E and the compliance requirements for...

The Rise of Cashless ATMs

Cashless ATMs aren’t necessarily new, but they’ve become much more common, especially in connection...

Overdrafts & Fair Lending

When we talk to institutions about overdrafts, most are very aware that, if they originate an...

Fair Lending Reminders

Our Review Team incorporates a look at fair lending into our compliance reviews and includes any...

Ongoing Monitoring for Suspicious Activity

Suspicious activity monitoring is a never-ending process and something that you will always be on...

Seller-Paid Fees – Finance Charges?

Determining whether a fee is a finance charge can pose a challenge because there are often special...