Banker's Compliance Consulting Blog

Section 1071: Determining Gross Annual Revenue

Gross annual revenue (GAR) is key in determining whether you have a reportable 1071...

2026 - A Look Back & What Lies Ahead

September is almost over and it’s crazy to think that the new year will soon be upon us!Now is a...

A Chaotic Start to September

If you are the BSA Officer at your institution, the first couple weeks of September started with a...

Fair Lending: Loan Policy Exceptions

Exceptions to loan policy are not wrong but they do need to be monitored and controlled.The way in...

Don't Miss the 2026 Virtual Compliance Conferences!

Just a reminder that next Tuesday (September 22), we will officially kick off our 2026 Virtual...

Section 1071: Procedures Designed to Obtain a Response

Section 1002.107(c)(1) states, …a covered financial institution shall maintain procedures to...

Digital Asset Scams & Health Care Fraud

A couple of weeks ago we alerted you about FinCEN’s recent Financial Trend Analysis (FTA) on human...

Refinances, Modifications & the Ability to Repay

When you make changes to a loan, the way in which you make those changes can affect whether certain...

Train the Trainer: Slides Are Not a Crutch!

Effective compliance training is all about presenting information in a way that people can...

Components & Administration of an ID Theft Program

Each financial institution that offers or maintains covered accounts is required to develop and...