Banker's Compliance Consulting Blog

Completing CTRs: Part III Transaction Location

Currency Transaction Reports (CTRs) can be a challenge as there are specific ways certain sections...

Certificate of Deposit Maturity Notices

TISA requires financial institutions to provide Certificate of Deposit (CD) maturity notices, the...

OCC Contact Information

On April 8, 2025, the OCC issued OCC Bulletin 2025-6 and rescinded OCC Bulletin 2021-35. The...

Customer Due Diligence Triggers

Financial institutions are required to implement risk-based Customer Due Diligence (CDD) procedures...

What’s the Purpose of the Privacy Rule?

Regulation P, otherwise known as the Privacy of Consumer Financial Information Rule, came about as...

Marijuana-Related Businesses: Banking

As you know, many states have legalized marijuana in some form or another. Depending on the state,...

The 2025 Virtual Conference

Why Attend the 2025 Virtual Conference? In today's fast-paced financial landscape, staying ahead of...

BSA/AML/CFT Programs & Customer Due Diligence

Financial institutions are required to develop and implement Customer Due Diligence (CDD) policies...

The State of Fair Lending

You may have heard of President Trump’s Executive Order, “Restoring Equality of Opportunity and...

OFAC Basics

The Office of Foreign Asset Control (OFAC) requirements can be daunting at times. Most institutions...