Banker's Compliance Consulting Blog

Whistleblower & Self-Disclosure Pages Launched

FinCEN launched a webpage specifically dedicated to accepting whistleblower tips related to fraud,...

TRID & The 0% Tolerance

Regulation Z requires that a Loan Estimate …be provided in good faith…if any information necessary...

AML / CFT National Priorities: Fraud and Corruption

You have likely heard about the allegations of fraud involving certain organizations and daycare...

Mastering Financial Services: Tax, Audit, and Training Excellence United

The phone hasn’t stopped ringing since the announcement. Ryan Bakke, Industry Lead at Brady Martz,...

FDIC Signs & Advertisement of Membership

As a result of the FDIC Final Rule for digital deposit-taking channels (§328.5) and ATMs and like...

HMDA Small Filers Thresholds

Whether a financial institution is subject to HMDA depends on meeting certain criteria.For...

Beneficial Owner Relief

On February 13, 2026, FinCEN issued an order of “Exceptive Relief from Requirements to Identify and...

Geographic Targeting Order for Minnesota

In case you missed it, FinCEN issued a Geographic Targeting Order (GTO) that requires banks and...

Reusing a Credit Report

Reusing a credit report for a subsequent transaction has, historically, been a pretty common...

CDD: When to Review a Customer Relationship

A key component of any BSA Program is customer due diligence.Essentially, institutions need to have...