Banker's Compliance Consulting Blog

RESPA Section 8: Referrals

If you’ve been in the mortgage industry for any amount of time, you’ve likely heard of RESPA...

BSA/AML Training for your Board

There have been developments on the BSA/AML front in the last year, and a lot more will come down...

RESPA Section 8: Upcharging

RESPA Section 8 prohibits a lot of different things and one such thing is upcharging for settlement...

Cryptocurrency & Crypto-Asset Activity in the News

Just a friendly reminder that cryptocurrency and crypto-asset-related activities continue to be a...

BSA/AML: Automated Monitoring Systems

Be sure to JOIN US for our webinar, “All About Suspicious Activity Monitoring & Reporting”.

Privacy: Annual Notice Exception

Be sure to JOIN US for our webinar, “Privacy”.

CTRs: The NAICS Code & Occupation Fields

Be sure to JOIN US for our webinar, “All About CTRs”.

BSA/AML: Manual Monitoring Systems

When it comes to monitoring for suspicious activity as part of your BSA/AML program, your...

What’s the Purpose Behind Consumer Privacy (Regulation P)?

Regulation P (aka the Privacy rules) has been around for a little over 20 years. While there have...

CTRs: Critical vs. Non-Critical Fields

When completing a Currency Transaction Report (CTR), FinCEN wants the most complete and accurate...