Banker's Compliance Consulting Blog

BSA/AML Program: Independent Test

Independent testing is a required pillar of a BSA/AML program. The Board of Directors is ultimately...

Truth in Savings: Top Violations

During our Virtual Deposit Conference, Kevin presented a session, “Top Deposit Violations & Tips”....

Money Laundering Risk in Residential Real Estate Lending

The focus of our September AML/CFT Membership Group, was AML/CFT risk implications related to...

CIP, CDD & EDD in Real Estate Lending

In our AML/CFT Membership Group, Kevin discussed AML/CFT risk associated with residential real...

Refinances & Truth in Lending

When you refinance a loan, there are several different regulations that can come into play,...

AML/CFT Risk: Third-Party Payment Processors

In our AML/CFT Membership Group, Kevin discussed the risks posed by third-party payment processors...

SAR Filing Reminder

Financial institutions are required to file a Suspicious Activity Report (SAR) for any suspicious...

Refinancing a Flood Loan

If you are going to refinance, renew or modify a loan, there are a number of different regulations...

Re-Using Credit Reports

From a compliance perspective, there isn’t anything that specifically prohibits a financial...

Trafficking: It’s In Your Back Yard

Trafficking isn’t always an easy topic to discuss but maintaining awareness is crucial for your...