Banker's Compliance Consulting Blog

Truth in Savings: Top Violations

During our Virtual Deposit Conference, Kevin presented a session, “Top Deposit Violations & Tips”....

Money Laundering Risk in Residential Real Estate Lending

The focus of our September AML/CFT Membership Group, was AML/CFT risk implications related to...

CIP, CDD & EDD in Real Estate Lending

In our AML/CFT Membership Group, Kevin discussed AML/CFT risk associated with residential real...

Refinances & Truth in Lending

When you refinance a loan, there are several different regulations that can come into play,...

AML/CFT Risk: Third-Party Payment Processors

In our AML/CFT Membership Group, Kevin discussed the risks posed by third-party payment processors...

SAR Filing Reminder

Financial institutions are required to file a Suspicious Activity Report (SAR) for any suspicious...

Refinancing a Flood Loan

If you are going to refinance, renew or modify a loan, there are a number of different regulations...

Re-Using Credit Reports

From a compliance perspective, there isn’t anything that specifically prohibits a financial...

Trafficking: It’s In Your Back Yard

Trafficking isn’t always an easy topic to discuss but maintaining awareness is crucial for your...

Types of Suspicious Activity

There are so many different types of suspicious activity that it can seem overwhelming, especially...