BSA/AML Audit Scope

Be sure to JOIN US for our webinar, “Auditing BSA/AML”.

When conducting an audit of your BSA/AML Program, how do you know what to look at? What are you looking for?

Some things you will likely want to be sure to include are:

1. BSA/AML Risk Assessment
2. Independent Testing
3. Analysis & Conclusions from Previous Exams
4. Management’s Response to Findings
5. Suspicious Activity Reports (SARs)
6. Currency Transaction Reports (CTRs)
7. CTR Exemptions

Kevin explains more in the video.

This webinar will answer both of those questions and more.

Published
2022/05/31