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Over the course of his career, David has seen all sides of the regulatory process. He founded Banker’s Compliance Consulting with the mission to help financial institutions ease the burden related to creating and excelling in their Compliance Management System (CMS). One thing he often sees is that compliance officers are not always in tune with their Board and/or Senior Management. The Board’s expectations for compliance and the Compliance Officer’s expectations for compliance differ. Do you know your Board’s risk appetite? Do you know what your Board considers “good enough” when it comes to compliance?
Click on the video to listen to David explain more.
Published
2020/07/7
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