Banker's Compliance Consulting Blog

CTRs & Night Deposits

Financial institutions often receive large cash deposits via the night drop, especially from their...

FinCEN Advisory on Iran

In case you missed it, FinCEN issued an Advisory regarding Iran’s illicit oil smuggling activities,...

Affiliated Business Arrangement Disclosure

We recently received a couple of questions regarding the Affiliated Business Arrangement...

Complaint Documentation

Documenting complaints appropriately and getting to the root cause is an important part of your ...

Regulation E Misconceptions

There are a lot of misconceptions when it comes to Regulation E and the compliance requirements for...

The Rise of Cashless ATMs

Cashless ATMs aren’t necessarily new, but they’ve become much more common, especially in connection...

Fair Lending Reminders

Our Review Team incorporates a look at fair lending into our compliance reviews and includes any...

Regulation E Errors & Disputes

On March 26th, we conducted our “Regulation E: EFT & Disputes” webinar with two hours of great...

Certificate of Deposit Maturity Notices

TISA requires financial institutions to provide Certificate of Deposit (CD) maturity notices, the...

OCC Contact Information

On April 8, 2025, the OCC issued OCC Bulletin 2025-6 and rescinded OCC Bulletin 2021-35. The...