Banker's Compliance Consulting Blog

Section 1071: What's Reportable?

Whether you have a reportable Section 1071 application can generally be determined by the following...

Experience the Virtual Compliance Conference

Jamie and Jerod sat down recently to talk about what makes our Virtual Compliance Conferences so...

Regulation O: Who's an Insider?

Regulation O limits the amount and type of credit that can be made to a bank’s “insiders”.In order...

FinCEN Alert on A7 Network

FinCEN recently issued an Alert (FIN-2026-Alert007) regarding suspicious activity associated with...

2026 Virtual Deposit Conference: Q & A with the Instructors

On September 22nd, we hosted our Virtual Deposit Compliance Conference and it was a great...

CFPB Updates Home Loan Toolkit

The CFPB has posted an updated version of Your home loan toolkit, dated July 2026, on its website...

A Chaotic Start to September

If you are the BSA Officer at your institution, the first couple weeks of September started with a...

Fair Lending: Loan Policy Exceptions

Exceptions to loan policy are not wrong but they do need to be monitored and controlled.The way in...

Don't Miss the 2026 Virtual Compliance Conferences!

Just a reminder that next Tuesday (September 22), we will officially kick off our 2026 Virtual...

Section 1071: Procedures Designed to Obtain a Response

Section 1002.107(c)(1) states, …a covered financial institution shall maintain procedures to...