Banker's Compliance Consulting Blog

Using Your Risk Assessment to Optimize Monitoring

A risk assessment is a key component of your overall BSA/AML/CFT program.It should not be a guess...

Completing a SAR Narrative

A Suspicious Activity Report (SAR) requires financial institutions to provide a lot of detailed...

Section 1071: Requesting & Collecting Data

The Section 1071 requirements will, in short, require institutions to collect and report certain...

"One Click Away" Advertising Disclosures

Social media and other forms of electronic advertising are being used by financial institutions...

CFPB Issues Strategic Plan

The CFPB recently issued its Strategic Plan (Plan) through fiscal year 2030.The Plan outlined three...

Disparate Impact Final Rule

On April 22, 2026, the CFPB announced a Final Rule that amends Regulation B regarding disparate...

Final Rule on Reputation Risk & Debanking

Reputation risk was a big topic in 2025 with all of the regulatory agencies (FDIC, OCC, Federal...

Regulator Name & Address on Adverse Action Notices

Under Regulation B, one of the required pieces of information to be included on an adverse action...

2026 Free Deposit Compliance Q&A Coming Soon!

Be sure to JOIN US on April 28, 2026, for our “Deposit Compliance Q & A FREE Forum”.

Frequently Cited Violations & Complaint Data

Both the Federal Reserve and the FDIC recently published information about frequently cited...