Banker's Compliance Consulting Blog

Risk Mitigation Controls: A Simple Explanation

What is your organization’s level of understanding when it comes to risk mitigation efforts?

Common Violations

While there’s typically a wealth of compliance information available to you at any given time, we...

Beneficial Owners: Not Just Deposit Accounts

You are probably well aware by now that the new Customer Due Diligence/Beneficial Owner rules...

Finding the Heartbeat – Beneficial Owners

CTR Completion Errors – RSSD ID

One of the common errors we continue to see on Currency Transaction Reports (CTRs) is with the RSSD...

FinCEN Announces “Technical” Webinar for CTR Updates

Since the electronic Bank Secrecy Act Currency Transaction Report (CTR) was introduced in March...

Whatever Happened to MDIA?

Back in 2009, the Mortgage Disclosure Improvement Act (MDIA) brought us the following changes to...

“Terms” vs. “Types” of Credit

When a loan application is denied, compliance isn’t necessarily the first thing many loan officers...

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