Banker's Compliance Consulting Blog

HMDA: Occupancy Type

HMDA compliance can be a challenge. It takes a lot of time and training to ensure your data is...

A Compliance Officer’s Role

Being a Compliance Officer is NOT easy! It takes a special person who possesses keen analytical...

Board Training on BSA/AML

Every BSA/AML Program should include seven fundamental components. These include:

Feedback on Represented Item NSF Fees

The practice of charging multiple NSF fees on represented items has been a huge deal lately for...

RESPA Section 8: Referrals

If you’ve been in the mortgage industry for any amount of time, you’ve likely heard of RESPA...

Training:  Make it Relatable

Let’s be honest, compliance officers. You are smart people! Being able to read and understand...

SAFE Act: Who’s a Mortgage Loan Originator?

The purpose of the Secure and Fair Enforcement for Mortgage Licensing Act (SAFE Act) is to collect...

CFPB Takes Aim at Returned Deposited Item Fees

The CFPB recently released Compliance Bulletin 2022-06 which focuses on fees charged to depositors...

Top Violations: Regulation E Opt-In

The end of 2022 is quickly approaching! This time of year, we like to look back and reflect on some...

What is UDAAP?

What does it mean for something to be unfair, deceptive, or abusive? Unfortunately, it’s often...

HMDA & Business Purpose Home Equity Loans

HMDA says you should not collect/report on business purpose home equity loans/lines unless the...

HMDA: Action Taken Date

HMDA compliance can be a challenge. It takes a lot of time and training to ensure your data is...

Learn to Say YES!

Being a Compliance Officer is NOT easy! Compliance officers typically have an internal drive to...

BSA/AML Training for your Board

There have been developments on the BSA/AML front in the last year, and a lot more will come down...

RESPA Section 8: Upcharging

RESPA Section 8 prohibits a lot of different things and one such thing is upcharging for settlement...

Virtual Lending Conference

Did you miss our Virtual Lending Conference?If so, you really missed out! Our experts spent the...

The "Why" Behind Training

Training is an important part of your Compliance Management System (CMS) and it’s often something...

Virtual BSA/AML Conference

We are excited to be finishing off our Virtual Conference series with the Virtual BSA/AML...