Banker's Compliance Consulting Blog

SAFE Act Violations: Our Top Five

Our Review Team looks at a financial institution’s compliance with the SAFE Act (The Secure and...

AML/CFT Changes are Coming!

You may have heard about the Proposed Rule to strengthen and modernize financial institutions...

HMDA: Approved But Not Accepted

When it comes to HMDA reporting, one of the action taken codes that gives institutions some trouble...

Top Violations: Application Date

There really isn’t a regulatory requirement to document the application date within your loan file....

Marketing & UDAAP

Unfair, Deceptive, or Abusive Acts or Practices (UDAAP) can pop up just about anywhere within an...

Join the AML/CFT Membership Group!

Due to the overwhelming success of our 1071 Thought Leadership, Implementation & Planning Group, we...

Consent Order for Surprise Overdraft Fees

The CFPB has issued another Consent Order related to “surprise” overdraft fees and highlighted two...

Compliance Officers & Teamwork

Compliance officers wear a lot of hats. In many ways, they are the eyes and ears of senior...

Board BSA/AML Training: Understanding the Why

You’ve likely heard us talk about the importance of implementing training that is appropriate to a...

RESPA Section 8: Thing of Value

Section 8 of RESPA prohibits the payment and/or receipt of a fee or thing of value in return for...

SAFE Act Requirements

The purpose behind the SAFE Act is multi-faceted, but in a nutshell, it seeks to track mortgage...

HMDA Data: Income

It’s no secret that HMDA is one of the most difficult regulations when it comes to compliance. Your...