Compliance officers wear a lot of hats. In many ways, they are the eyes and ears of senior management and the Board of Directors and keep a finger on the pulse of the overall Compliance Management System (CMS). They are likely involved with internal audits, training, change management, etc., just to name a few. The Compliance officer can’t; however, do it all on their own and being both a leader and a team player are essential. We often compare a compliance officer’s role to the game of football. They are often seen as the quarterback that leads the team to success but throwing a block here and there to protect their teammates and showing them they have their back is invaluable.
David explains more in the video.
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