Banker's Compliance Consulting Blog

BSA/AML & Customer Risk Profiles

Tellers and Customer Service Representatives play a crucial role when it comes to developing a...

Field Notes Jan. 23

In the January 2023 edition of our magazine, Banking on BCC, we introduced a new monthly feature…...

Truth in Savings: CD Renewal Notices

When it comes to renewal notices for your certificates of deposit, there are actually a lot of...

Agencies Address HMDA Threshold Changes

If you’ve been thrust into HMDA coverage due to the U.S. District Court opinion issued back in...

Commercial Lending: Underwriting Exceptions & Discretion

Lender discretion and policy exceptions in the underwriting process can increase fair lending risk...

Virtual Currency Key Terms

The world of crypto and virtual currency can be a little overwhelming. There are so many things to...

Legal Entities & Beneficial Owners

The Beneficial Owner requirements apply to beneficial owners of legal entity customers. Generally,...

Regulation CC: Case-by-Case Delays

Regulation CC outlines when you are required to make funds from deposits available to your...

Escrows & the Mortgage Life Cycle

There are many steps in the life cycle of a mortgage loan. Every step has its own unique compliance...

Escrow Accounts & Deficiencies

Escrow accounts are complicated! They aren’t always easy for customers to understand, and they can...