Banker's Compliance Consulting Blog

Regulation E Error Resolution Considerations

During each of our Virtual Conferences, we dedicate a session to your compliance questions. During...

Pulling Credit Reports

It’s not uncommon for us to find violations related to pulling credit reports. First and foremost,...

Section 1071 Proposal Issued

The CFPB has issued its revised proposal to implement the Section 1071 requirements of the...

Compliance Officers: Meeting the Challenge

Compliance officers have a lot of responsibilities, and we like to point out that “compliance...

AML/CFT Update – 2025 & Beyond

If you missed our Virtual BSA/AML/CFT Conference last week, our first session, “AML/CFT Update -...

Section 1033 Compliance Date Further Delayed

We’ve previously discussed the fact that the CFPB plans to reconsider the Final Rule to implement...

Digital Mortgage Comparison-Shopping Platforms

Back in February 2023, the CFPB issued an Advisory Opinion regarding digital mortgage...

SAFE Act: Independent Testing

One thing that can be easily overlooked when it comes to SAFE Act compliance is the requirement for...

CIP & Military IDs

In our magazine, Banking on BCC, there was an article that arose from a conversation with an...

BSA/AML Program: Independent Test

Independent testing is a required pillar of a BSA/AML program. The Board of Directors is ultimately...