Banker's Compliance Consulting Blog

Truth in Savings: Top Violations

During our Virtual Deposit Conference, Kevin presented a session, “Top Deposit Violations & Tips”....

HMDA Is An Application Regulation

HMDA is an application regulation. If you are a HMDA reporting institution, that is a statement...

OCC Actions to Reduce Regulatory Burden

During our October Monthly Connection, Jerod gave a quick hit on some of the recent OCC actions to...

TRID & Requesting Verification Documents

The TRID requirements are all about getting information about loan costs in applicants’ hands...

Money Laundering Risk in Residential Real Estate Lending

The focus of our September AML/CFT Membership Group, was AML/CFT risk implications related to...

Regulation E: Reversing Provisional Credit

Each month, in our magazine Banking on BCC, the “Field Notes” section highlights some common errors...

SAFE Act Registration Requirements

The SAFE Act requires Mortgage Loan Originators (MLOs) to be licensed and registered. Registration...

Executive Order on Debanking

In case you missed it, President Trump signed an Executive Order (EO), “Guaranteeing Fair Banking...

SAR FAQs Issued

On October 9th, FinCEN provided answers to four Frequently Asked Questions (FAQs) regarding...

Regulation CC: One-Time Delay Notices

It’s a common misconception that Regulation CC only applies to consumers. Regulation CC applies to...