Banker's Compliance Consulting Blog

Complaints: Seeing The Opportunity

Complaints are inherently negative, and we find that institutions often think dealing with them is...

The Struggle of UDAAP

The struggle of UDAAP is that it lurks in the gray areas. When it comes to compliance, a lot of the...

FDIC Signage

Changes are coming with respect to how you advertise FDIC insured and non-FDIC insured products....

SAFE Act Violations: Our Top Five

Our Review Team looks at a financial institution’s compliance with the SAFE Act (The Secure and...

Marketing & UDAAP

Unfair, Deceptive, or Abusive Acts or Practices (UDAAP) can pop up just about anywhere within an...

SAFE Act Requirements

The purpose behind the SAFE Act is multi-faceted, but in a nutshell, it seeks to track mortgage...

Hot Topics Guidance from the Experts

Each of the three Virtual Conferences starts with a hot topics session highlighting the current...

TRID: When Can You Close?.

One requirement of TRID that can sometimes fly under the radar is the seven-day wait to close. As...

Fair Lending Consequences

Fair lending is an area where financial institutions need to be vigilant and always on the lookout....

TRID Shopping List

It’s quite common for our Review Team to find violations associated with the Settlement Service...