Banker's Compliance Consulting Blog

FDIC Signage

Changes are coming with respect to how you advertise FDIC insured and non-FDIC insured products....

Top BSA Violations: CIP

At our Virtual BSA/AML Conference in November, there was a session on “Top BSA / AML Violations &...

Compliance Officers: Doing vs. Managing

A compliance officer’s job is to oversee the compliance function and “manage” compliance, not “do”...

Components of a Money Laundering Scheme

The Bank Secrecy Act was implemented to help detect and prevent money laundering and terrorist...

RESPA Section 8: Digital Marketing Comparison Platforms

Back in February 2023, the CFPB issued an Advisory Opinion to alert institutions to the...

SAFE Act Violations: Our Top Five

Our Review Team looks at a financial institution’s compliance with the SAFE Act (The Secure and...

AML/CFT Changes are Coming!

You may have heard about the Proposed Rule to strengthen and modernize financial institutions...

HMDA: Approved But Not Accepted

When it comes to HMDA reporting, one of the action taken codes that gives institutions some trouble...

Top Violations: Application Date

There really isn’t a regulatory requirement to document the application date within your loan file....

Marketing & UDAAP

Unfair, Deceptive, or Abusive Acts or Practices (UDAAP) can pop up just about anywhere within an...