Banker's Compliance Consulting Blog

Banking Marijuana-Related Businesses

It’s been several years since the first states in the nation started legalizing both medical and...

FDIC Requirements Effective May 1, 2025

Just a reminder, while certain portions of the FDIC’s Final Rule on “FDIC Official Signs and...

Flood Insurance: The Why

If you are new to lending, you will learn (or maybe you already know) there are times when you must...

Adverse Action & Prequalifications

We received a great question from a Monthly Connection member at our April meeting. It went...

CIP & Loan Participations

During each monthly meeting of our AML/CFT Membership Group, we make time for “Quick Response,...

Free Deposit Compliance Q & A

Advertising is one of those areas of compliance that can be affected by a lot of different...

Auditing TRID: Revised Disclosures

When our team looks at TRID loan files, they spend a lot of time on revised disclosures. Why?...

Rescission & Multiple Consumers

For the right of rescission to apply to a consumer:

Recent Alerts & Advisories

While other agencies have seemed to slow down a bit, FinCEN has not. On March 31st, it issued an...

Regulation CC Holds – Reasonable Cause

Regulation CC allows you to place an exception hold on a check when you have a …reasonable cause to...