Banker's Compliance Consulting Blog

BSA/AML/CFT Compliance: It’s Everyone’s Job

During our November AML/CFT Membership Group meeting, Emily discussed the important role that your...

Compliance Officers & the Regulatory Crush

Compliance officers know all too well that keeping up in the regulatory world can be a huge...

Policies, Procedures & the Board of Directors

Policies, procedures and processes are a necessary part of any compliance program. An institution’s

RESPA Section 8: What’s An “Agreement or Understanding”

Section 8 of RESPA states that …No person shall give and no person shall accept any fee, kickback...

HMDA Risk Mitigation

We say it all the time…HMDA is one of the most complicated and challenging compliance regulations....

SAR FAQs: Continuing Activity Review

As we previously mentioned, FinCEN along with the FDIC, Federal Reserve, NCUA, and OCC, provided...

Consumer Compliance Outlook on Regulation E

The Federal Reserve issued another edition of its Consumer Compliance Outlook (Third Issue 2025)....

1071 Proposal: What's New, What's Not

On November 13th, the CFPB issued a revised proposal to implement the Section 1071 requirements of...

Documenting Intent to Proceed

For applications subject to TRID, getting an applicant’s intent to proceed is an important step in...

UDAAP: Consumer & Commercial

One of the common misconceptions when it comes to Unfair, Deceptive or Abusive Acts or Practices...