Banker's Compliance Consulting Blog

Section 1071: Collecting Sex/Gender

When it comes to collecting demographic information under Section 1071, things may look a little...

Crypto/Virtual Currency Risks

Chances are you have customers involved with crypto and/or virtual currency. Whether they are just...

Exception Holds for Redeposited Items

Regulation CC outlines when institutions can delay deposited funds using an exception hold. These...

Mortgage Life Cycle: Escrows & Loan Payoffs

One area that we will touch on is escrow accounts, specifically escrow account payoff statements. ...

BSA/AML/CFT Happenings

Did you miss our “BSA/AML/CFT New Year Update” webinar a few weeks ago? It was full of great...

BSA/AML/CFT Hot Topics

In our recent “BSA/AML/CFT New Year Update” webinar, Kevin Edwards shared several topics that will...

Advertising in the Digital Age

Many of the banking laws and regulations related to advertising were written decades ago, well...

When Do You Have a TRID Application?

If you are new to TRID, one of the first things you need to understand is when you have a TRID...

Escrow Closing Notice

When an escrow account is canceled during the term of a loan, the Truth in Lending Act generally...

Customer Due Diligence/Beneficial Owners: Updating Customer Information

The Customer Due Diligence (CDD) and Beneficial Owner (BO) requirements are not a one and done. In...