Banker's Compliance Consulting Blog

Adverse Action & Prequalifications

We received a great question from a Monthly Connection member at our April meeting. It went...

CIP & Loan Participations

During each monthly meeting of our AML/CFT Membership Group, we make time for “Quick Response,...

Free Deposit Compliance Q & A

Advertising is one of those areas of compliance that can be affected by a lot of different...

Auditing TRID: Revised Disclosures

When our team looks at TRID loan files, they spend a lot of time on revised disclosures. Why?...

Rescission & Multiple Consumers

For the right of rescission to apply to a consumer:

Recent Alerts & Advisories

While other agencies have seemed to slow down a bit, FinCEN has not. On March 31st, it issued an...

Regulation CC Holds – Reasonable Cause

Regulation CC allows you to place an exception hold on a check when you have a …reasonable cause to...

Flood Insurance & Low-Value Buildings

A common misconception regarding flood insurance is that low-value buildings do not require flood...

Flood Insurance: What’s the Purpose?

It seems that no one really likes flood insurance. Customers don’t like paying for it, lenders...

Marijuana & Hemp: Understanding the Legality of it All

The challenge with marijuana from a banking perspective is that while individual states have chosen...