Banker's Compliance Consulting Blog

Top Violations: TISA Consistent Terminology

One violation that our Review Team finds pretty consistently is the Truth in Savings Act (...

The Struggle of UDAAP

The struggle of UDAAP is that it lurks in the gray areas. When it comes to compliance, a lot of the...

FDIC Signage

Changes are coming with respect to how you advertise FDIC insured and non-FDIC insured products....

Top BSA Violations: CIP

At our Virtual BSA/AML Conference in November, there was a session on “Top BSA / AML Violations &...

Compliance Officers: Doing vs. Managing

A compliance officer’s job is to oversee the compliance function and “manage” compliance, not “do”...

Components of a Money Laundering Scheme

The Bank Secrecy Act was implemented to help detect and prevent money laundering and terrorist...

RESPA Section 8: Digital Marketing Comparison Platforms

Back in February 2023, the CFPB issued an Advisory Opinion to alert institutions to the...

SAFE Act Violations: Our Top Five

Our Review Team looks at a financial institution’s compliance with the SAFE Act (The Secure and...

AML/CFT Changes are Coming!

You may have heard about the Proposed Rule to strengthen and modernize financial institutions...

HMDA: Approved But Not Accepted

When it comes to HMDA reporting, one of the action taken codes that gives institutions some trouble...