Banker's Compliance Consulting Blog

Suspicious Activity: When to Escalate

Financial institution employees need to be on the lookout for anything that seems unusual or...

TISA & Fraud

During our Monthly Connection, we received a question about closing a customer’s account due to...

Affiliated Business Arrangement Disclosure

We recently received a couple of questions regarding the Affiliated Business Arrangement...

Regulation Z: Payment Processing

Deciphering the specific requirements for crediting consumer loan payments as required by ...

Privacy Notice Formatting

Institutions are required to provide a Privacy Notice to consumers when a new, ongoing customer...

Completing CTRs: Part IV Filing Institution Contact Information

When filling out a Currency Transaction Report (CTR), you would think that completing your...

Complaint Documentation

Documenting complaints appropriately and getting to the root cause is an important part of your ...

Appraisals: Customer & Reasonable Compensation

The valuation independence rules found in Regulation Z are designed to …ensure that real estate...

Regulation E Misconceptions

There are a lot of misconceptions when it comes to Regulation E and the compliance requirements for...

The Rise of Cashless ATMs

Cashless ATMs aren’t necessarily new, but they’ve become much more common, especially in connection...