Banker's Compliance Consulting Blog

Training New Hires

Training is essential for every member of your team, but it is especially crucial for new hires....

Modified Southwest Border GTO Issued

FinCEN has renewed, with some changes, a Geographic Targeting Order (GTO) which requires certain...

2025 Virtual Deposit Conference

If you missed our Virtual Deposit Conference last week, our first session, “Deposit Compliance in...

Loan Estimate: Section H

Section H, or “Other” on the Loan Estimate, is where you include …an itemization of any other...

2025: A Look Back & What Lies Ahead

The end of the year will be here before you know it! So, join us on October 23rd for our FREE...

FinCEN Notice on Financially Motivated Sextortion Schemes

On September 8th, FinCEN issued a Notice (FIN-2025-NTC2) on financially motivated sextortion...

Fair Lending Consequences

Your Board of Directors is ultimately responsible for compliance at your institution. To be able to...

CFPB's Spring 2025 Rulemaking Agenda

The CFPB recently issued its Spring 2025 Rulemaking Agenda, which it plans to work on through May...

Fair Lending

When our Review Team conducts a compliance review, they always have fair lending in the back of...

FinCEN Advisory on Chinese Money Laundering Networks

In case you missed it, FinCEN issued an Advisory (FIN-2025-A003) urging financial institutions to...

What’s New With New Account Fraud?

The Federal Reserve recently published an article, What’s New With New Account Fraud?, which alerts...

Refinances & Truth in Lending

When you refinance a loan, there are several different regulations that can come into play,...

Consumer Compliance Outlook Special Fraud Issue

The Federal Reserve recently issued another edition of its Consumer Compliance Outlook (Second...

How Much Training Is Enough?

Training is not meant to be a “one and done” task. It should be ongoing, and it can evolve and...

AML/CFT Risk: Third-Party Payment Processors

In our AML/CFT Membership Group, Kevin discussed the risks posed by third-party payment processors...

1071 Group: Applicants, Applications & the Application Process

Even though we are waiting on a new Final Rule for Section 1071, members of our 1071 Thought...